Mechanism

Rather than hoping a model implicitly infers safety boundaries from millions of binary refusal/compliance examples, Deliberative Alignment explicitly teaches the model the exact text of the safety & behavior policies during SFT (by placing policy specs in context during synthetic CoT generation, then stripping the policy prompt from the SFT inputs so the model internalizes the rules) and subsequently uses RL with a policy-aware judge LLM so the model explicitly retrieves and reasons over policy clauses inside its hidden Chain-of-Thought at test time before deciding whether to refuse, safe-complete, or comply.

Practical Notes

Simultaneously reduces both jailbreak success rates (StrongREJECT, HarmBench) and false refusals on benign borderline prompts (XSTest, CoCoNot).

References

  1. Deliberative Alignment: Reasoning Enables Safer Language Models ↗

    Melody Y. Guan, Manas Joglekar, Eric Wallace, Saachi Jain, Boaz Barak, Alec Helyar et al. · 2024

    All 15 authors

    Melody Y. Guan, Manas Joglekar, Eric Wallace, Saachi Jain, Boaz Barak, Alec Helyar, Rachel Dias, Andrea Vallone, Hongyu Ren, Jason Wei, Hyung Won Chung, Sam Toyer, Johannes Heidecke, Alex Beutel, Amelia Glaese